OANDA Corporation has settled charges with the National Futures Association (NFA) relating to a number of compliance failures.
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NFA to Require Asset Manager Members to Adopt Written Supervisory Framework for Third-Party …
On March 24, 2021, the National Futures Association (“NFA”) issued a notice to members announcing the effective date of recently adopted …
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First Trust Advisors LP Announces Distribution for FT Cboe Vest Gold Strategy Target Income ETF®
… Advisors L.P. is registered as a commodity pool operator and commodity trading advisor and is also a member of the National Futures Association.
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Top 5 watch list for April
… is registered with the Commodity Futures Trading Commission (CFTC) as an introducing broker and is a member of National Futures Association.
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BrokerTec Launches US Treasury Benchmark Spread Trading Capability
… /in relation to one or more financial instruments. TriOptima AB is registered with the US National Futures Association as an introducing broker. Tweet.
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Form S-1 Teucrium Commodity Trust
… LLC is a commodity pool operator subject to regulation by the Commodity Futures Trading Commission and the National Futures Association under …
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BrokerTec Launches First-Ever US Treasury Benchmark Spread Trading Capability
… relation to one or more financial instruments. TriOptima AB is registered with the US National Futures Association as an introducing broker. CME-G.
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Interbank Foreign Currency Exchange Market – Major Technology Giants in Buzz Again | Deutsche …
… Exchange , Thomson Reuters , ACI , Electronic broking services , Commodity futures trading co , National futures association , FXall , XTX markets.
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Form 8-K United States 12 Month For: Mar 23
USCF is a registered commodity pool operator with the Commodity Futures Trading Commission (“CFTC”) and a member of the National Futures …
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5 Useful Tips For Choosing The Greatest Forex Broker
For example, in the United States, they should be members of the National Futures Association and display their member number on its site.
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Indigo Ag sues South Dakota grain adviser in federal court in Memphis
(FGM is an “alias” and Frost an “associated person registered” of Reliance Capital Markets, with the National Futures Association, Indigo said.
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NFA orders former principal and associated person Daniel Morris Miller not to reapply for membership for three years
March 18, Chicago—NFA has ordered Daniel Morris Miller, a former principal and associated person (AP) of Argo Wealth Management, Inc. (Argo), not to reapply for membership or act as a principal of an NFA Member for a period of three years. If Miller seeks NFA membership or principal status with an NFA Member after expiration of his three-year membership bar, he must pay a $100,000 fine. Miller is also subject to certain restrictions for an additional two years, if he is again granted NFA membership status. Argo is a former NFA Member commodity pool operator located in Akron, Ohio.
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NFA orders former principal and associated person Joel Vincent Newcomb never to reapply for membership
March 18, Chicago—NFA has ordered Joel Vincent Newcomb, a former principal and associated person of Argo Wealth Management, Inc. (Argo), never to reapply for membership or act as a principal of an NFA Member. Argo is a former NFA Member commodity pool operator located in Akron, Ohio.
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NFA orders former Akron, Ohio commodity pool operator Argo Wealth Management, Inc. never to reapply for membership
March 18, Chicago—NFA has ordered Argo Wealth Management, Inc. (Argo), a former NFA Member commodity pool operator located in Akron, Ohio, never to reapply for membership or act as a principal of an NFA Member.
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