The National Futures Association (NFA) is the self-regulatory organization (SRO) for the U.S.
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Category: NFA (USA) Alerts
Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.
Are 34 trucking firms left holding the bag after K-Ratio program collapse?
Gilmore is also a member of the National Futures Association’s (NFA’s) Compliance and Risk Committee and formerly a member of the Futures …
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Alleged Commodity Fund Poach Takes New Shot At Plea Deal
… Financial Industry Regulatory Authority and the National Futures Association. “John Doe #1 rejected Landgarten’s demands,” the indictment says.
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Get a list of the best forex brokers
There are many out there who will take advantage of novice traders’ inexperience.
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Plus500 Announces Completion of Cunningham’s Acquisition
… Futures Trading Commission (CFTC), a member of the National Futures Association (NFA), and a clearing member of the Chicago Board of Trade.
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Form 424B3 Metaurus Equity Componen
MONTHLY ACCOUNT STATEMENTS CONFORMING TO THE COMMODITY FUTURES TRADING COMMISSION (“CFTC”) AND NATIONAL FUTURES …
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GBP/USD Technical Analysis: Weakness to Continue
… Commodities Futures Trading Commission as a Guaranteed Introducing Broker and is a member of the National Futures Association (ID# 0517400).
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Abrupt closure of K-Ratio’s fuel hedging program stuns trucking companies
K-Ratio told FreightWaves it self-reported the matter to the Commodity Futures Trading Commission and the National Futures Association (NFA).
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New Outsourced Compliance Guidance – Implications for CFTC-Registered Private Fund Managers
… pool operators or commodity trading advisors) and are National Futures Association members will be required, under a new NFA interpretive notice, …
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Pinnacle Asset Management-Backed Viserion Grain Completes Acquisition of Grain Elevator …
… operator with the Commodity Futures Trading Commission and is a member of the National Futures Association. About Zen-Noh Grain Corporation.
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