… Commodities Futures Trading Commission as a Guaranteed Introducing Broker and is a member of the National Futures Association (ID# 0517400).
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EOXLive And S&P Global Market Intelligence End Agreement After Nine Years
EOX Holdings LLC (EOX) is registered as an Introducing Broker with the National Futures Association (NFA) and a wholly owned subsidiary of OTC …
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Derivatives And Commodities Brokerage Market Is Thriving Worldwide | Major Giants Morgan …
… Introducing Brokers, National Futures Association, Commodity Pool Operator, Floor Trader, Others), Derivative Contract (Options, Futures, Forwards, …
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You Asked They Answered: The CFTC Publishes Updated FAQ For Form CPO-PQR
CFTC Regulation 4.27 requires that CPOs file Form CPO-PQR with the National Futures Association (NFA).
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Axion Trade Continues Expansion into APAC to Offer Clients Sign up Bonuses and Competitive …
31000175281855 for foreign exchange dealing, and is registered with the Commodity Futures Trading Commission and National Futures Association …
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Tullett Prebon Charged with Multiple US Compliance Lapses
The National Futures Association (NFA) has charged Tullett Prebon Financial Services, an Introducing Broker, for multiple possible violations of its …
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FVP Trade Launches Their Inaugural Online Global Summit
FVP Trade is regulated by the National Futures Association (NFA), and as a Money Services Business (MSB) with the Financial Transactions and …
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Effective Date for NFA Member Swap Dealer and Major Swap Participant Dues Increases
On May 24, the National Futures Association (NFA) issued Notice to Members 1-21-16, announcing the effective date for NFA Member swap dealer …
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BAYBANNFA moves to legal review in becoming an NFA Member
… completed its application, and has now moved to legal review in becoming a member of the National Futures Association (NFA; NFA ID: 0527835).
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NFA Announces Effective Dates for New Requirements for Member Firms
The National Futures Association (“NFA”) recently issued two notices to its members that establish effective dates for new regulatory and operational …
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FVP Trade Gains Standing on WikiFX and Joins Their Eye Protection Centre (EPC) Programme To …
FVP Trade is already regulated by the National Futures Association (NFA) and as a Money Services Business (MSB) with the Financial Transactions …
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Beep Waves – Can You Trust Them?
… a brokerage needs to be regulated by both the CFTC (Commodity Futures Trading Commission) as well as the NFA (National Futures Association).
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US Dollar Trends in the Forex Market
… Organization of Canada (IIROC), the National Futures Association (NFA), and finally, the Commodity Futures Trading Commission (CFTC).
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NFA orders Plymouth, Minn. introducing broker Roy E. Abbott Futures, Inc. to pay a $75,000 fine and approximately $198,000 in restitution to customers
May 20, Chicago—NFA has ordered Plymouth, Minn. introducing broker Roy E. Abbott Futures, Inc. (Abbott Futures) to pay a $75,000 fine and approximately $198,000 in restitution to customers who incurred net losses resulting from improper trading activity by a former employee of the firm.
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